Objective guidance and expertise that’s unmatched in the financial services landscape
In the News
16Aug
At 34, and Top-Rated by Forbes, Merrill Advisor Forms His Own Wealth Firm
August 16, 2018 Mindy Diamond Mentioned By Jane Wollman Rusoff As a young Bank of America mortgage underwriter, Michael Henley…
Read More15Aug
After RIA private equity hot-shot Genstar’s $1.7 billion purchase of ugly duckling Cetera, Robert Moore plans to take on LPL–not with acquisitions, but a recruitment storm
August 15, 2018 Louis Diamond Quoted By Oisin Breen With Genstar's deep pockets backing him, Moore is ready to beat…
Read More15Aug
Are high-end recruiting deals a relic of the old days?
August 13, 2018 Mindy Diamond Featured (podcast) By Lee Conrad Were 300% deals ever sustainable? What can advisors do today?…
Read More14Aug
UBS Gives U.S. Wealth Managers Recruiting Pep Talk
August 14, 2018 Louis Diamond Quoted By Mason Braswell UBS Wealth Management USA, which has been on the sidelines of…
Read More13Aug
Brokerage Duo Managing $462 Million Joins Raymond James
August 10, 2018 Louis Diamond Quoted By Michael Thrasher Linda Pardini and Douglas Wulbrecht, who were previously employed by Wells…
Read More10Aug
Nine Years Later: What’s Changed for Wirehouse Advisors
August 9, 2018 By Mindy Diamond Circle back to 2009: The financial crisis had barely passed, Barack Obama was inaugurated…
Read More08Aug
Goldman Sachs banking on David Solomon to be a catalyst for more RIA-ifcation, getting hip with millennials, diversifying firm… and keeping bankers happy
August 7, 2018 Louis Diamond Quoted By Oisin Breen After a number of years damning wealth management with faint praise and…
Read More06Aug
Post-IPO Focus Financial Adds $3.5B Group
August 3, 2018 Louis Diamond Quoted By Janet Levaux One week after it became a publicly traded firm, Focus Financial…
Read More01Aug
The very millennial reason Shirl Penney snagged Merrill Lynch’s 34 year-old Ayco-killer and his $1B team and why Focus Financial lost out
July 31, 2018 Louis Diamond Quoted By Brooke Southall It's one of Shirl Penney's most sparkling recruiting triumphs and one of…
Read More30Jul
Why the Focus Financial IPO Is a Watershed Moment for the RIA Space
July 30, 2018 By Louis Diamond Although Registered Investment Advisors have been around for many years, it is still a…
Read More
The latest from our podcast series for advisors
Your Best Business Life: A 10-Point Exercise for Advisors
An exercise that guides you through looking at the thought process behind a move from a very different vantage point. Whether you’re planning to make a change or simply feeling curious, you’ll gain clarity and eliminate the inertia that traps so many. Listen to the podcast…