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In the News
22Jan
Beware: Sunset Agreements Can Have Hidden Pitfalls For Next Gen Advisors
January 22, 2019 Mindy Diamond Quoted By Mrinalini Krishna Sunset agreements are a fast-growing technique the industry is using to…
Read More15Jan
Private Advisor Group’s New Affiliation Model Faces Competition
January 15, 2019 Louis Diamond Quoted By Diana Britton Private Advisor Group, a hybrid registered investment advisory and office of…
Read More11Jan
Independent advice in 2019: new adviser structures and moving upmarket
January 11, 2019 Mindy Diamond Quoted By James Connington Advisers are looking for ways to be independent without building a…
Read More04Jan
The Real Message Behind the Movement of $1 Billion Teams
January 4, 2019 By Mindy Diamond Advisor movement among the top producers in the industry—those from traditional brokerage firms and…
Read More28Dec
Rockefeller Capital puts its third RIA talent anchor in place with hiring of Anthony Grosso in San Francisco and his venture capital connections
December 28, 2018 Louis Diamond Quoted By Brooke Southall Rockefeller Capital Management has hired Anthony Grosso to establish and manage…
Read More28Dec
Private Wealth Group to Be Added to S&P 500
December 28, 2018 Mindy Diamond Quoted By Janet Levaux First Republic Bank, which has about 150 financial advisors, will become…
Read More27Dec
Quasi-Independence 2.0
December 27, 2018 By Mindy Diamond I’ve met with a number of very impressive entrepreneurs—some I’d even call visionaries—who have…
Read More20Dec
Warning for Wirehouse FAs: So-Called Sunset Agreements Aren’t Always in Your Best Interest
December 20, 2018 By Mindy Diamond and Shirl Penney It’s no secret that wirehouse firms want to keep their advisors…
Read More17Dec
RBC Grabs Three Teams Managing $1.3 Billion, FA Skates Back to UBS
December 17, 2018 Louis Diamond Quoted By AdvisorHub Staff RBC Wealth Management quietly fattened its hometown forces by recruiting three…
Read More10Dec
Recruiter’s prediction: Where advisors will go in 2019
December 10, 2018 By Mindy Diamond For advisors, 2018 was all about adapting to major transformation. For firms, it was…
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The latest from our podcast series for advisors
Going Independent With $100 Million in Assets Under Management
It’s not just the billion-dollar teams making a splash in the independent space—just ask Brett Oley of Oley Kinser Concierge Wealth. This 11-year UBS veteran set his sights on going independent within the next decade of his career. Instead he did what many would consider unthinkable: At age 35, with a new baby at home and $90mm in AUM, he started his own practice with independent broker dealer Raymond James Financial Services. 
Listen…