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Knowledgebase for Advisors
Recent news, updates and advice from our blog for financial advisors and business owners.
The latest from our podcast series for financial advisors
NEW! Industry Update: The Bull Market for Advisors, Where They’re Moving to and Why
A broader look at what’s going on in the wealth management world and the impact on a financial advisor’s business. This episode explores where advisors are going, how movement is fueling the landscape’s evolution and what’s serving as a “barometer” of change for the industry at large. 
Listen…
Advisor as Client: The Raymond James Model of Supported Independence
In a landscape replete with options, regional firms have found ways to appeal to advisors who are looking for greater freedom and flexibility plus support. Jodi Perry, President of Raymond James’ Independent Contractor Division shares some insights on the firm’s recent surge, particularly what’s unique about their model of supported independence that is resonating so well with advisors. Listen…
In the News
Morgan Stanley takes cue from Merrill with ETrade deal
February 20, 2020 Louis Diamond Quoted With its purchase of ETrade Economic, Morgan Stanley is expanding its online and alleged self-directed…
Read MoreMorgan Stanley takes cue from Merrill with ETrade deal
February 20, 2020 Louis Diamond Quoted By Bruce Kelly With its purchase of ETrade Financial, Morgan Stanley is expanding its…
Read MoreFocus Financial Partners buys Australian shop
February 18, 2020 Louis Diamond Quoted By Ian Wenik Focus Financial Partners is expanding down under. The private equity backed…
Read MoreHow to Avoid Termination in a Zero-Tolerance World
February 18, 2020 By Mindy Diamond Financial advisors at the big brokerages have witnessed a great deal of change in…
Read MoreMindy Diamond on The Bull Market for Financial Advisors with Josh Brown [video]
Mindy Diamond Featured With Josh Brown of Ritholtz Wealth Management Special thanks to... Josh Brown, The Reformed Broker Ritholtz…
Read MoreCattle Killers, Con Artists, and Crooked Advisors. How RIAs Can Avoid Rogue Hires.
Mindy Diamond Quoted By Gary Stern Three indicators that serve as an advisor’s calling card—their book of business, clients, and…
Read MoreYour Journey to Independence and Finding Your ‘Best Business Life’ with Mindy Diamond
Maximum Advisor Podcast Episode Featuring Mindy Diamond Excited to come full circle with an advisor we helped several years ago…
Read MoreDerek Bruton rides again as CEO of Chalice Wealth Partners IBD and RIA, after Kingswood acquisition splits units from the services outsourcer
Louis Diamond Quoted By Oisin Breen Former LPL Financial senior executive Derek Bruton now heads his own independent broker-dealer, after…
Read MoreMerchant bolsters RIA reach with Matt Brinker hire
Louis Diamond Quoted By Charles Paikert Matt Brinker, the M&A mastermind who supervised 90 deals in his 13 years as…
Read MoreAs Wirehouses Change, The Advisor Is No Longer King
By Mindy Diamond Change is a fact of life, and humans are built with varying degrees of adaptability and resilience.…
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