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Recent news, updates and advice from our blog for financial advisors and business owners.

The latest from our podcast series for financial advisors

Expert Advice for Non-Protocol Moves: What Advisors at Ed Jones and Other Firms Need to Know

One of the most significant concerns advisors have when making a move – particularly those transitioning without the protection of the Protocol – is the fear of legal retribution from their firm. And while advisors successfully transition out of non-Protocol firms each and every day, doing so comes with added risks. In this episode, attorney David Gehn, whose expertise is in representing advisors in transition, shares actionable advice with Jason Diamond. They explore what advisors from non-Protocol and Protocol firms need to consider when making a move, how to position themselves for a “successful” transition with the highest level of portability and the lowest level of risk, and much more. Listen…

2021’s 10 Most Valuable Lessons from Advisors and Business Owners

In this annual digest of some of our best interviews of the year, we take a step back to glean the key lessons candidly shared by advisors who demonstrated unstoppable determination and whose stories contained valuable and relatable lessons for all. These recent breakaway advisors and independent business owners share their motivations to consider change; why they chose independence; their ability to serve clients and grow their businesses; and much more. It’s a “best of the best” show—a single episode that offers key insights from the 2021 season of one of the top podcasts for financial advisors. Listen…

In the News

In-Person or Remote: Either Works, but it’s Decision Time

June 27, 2022 Louis Diamond Quoted by Emily Dattilo Ambiguity in a company’s work arrangement policy can lead to lost…

Mindy Diamond: It’s the Best Time in Years for Advisors to Switch Firms

June 13, 2022 Mindy Diamond Interviewed by Jane Wollman Rusoff Firms are offering quality advisors transition packages “at real high-water…

Integrated Partners Introduces W-2 Employee Model

June 9, 2022 Louis Diamond Quoted by Diana Britton These employee advisors go through a two-week intensive training program when…

How a bear market will affect advisors who want to switch firms

June 7, 2022 Wendy Leung Quoted by Jameson Berkow Switching dealers may prove more challenging for advisors amid the threat…

Integrated Partners to Enter the M&A Business

May 27, 2022 Louis Diamond Quoted by Diana Britton Integrated Partners, a Waltham, Mass.-based hybrid registered investment advisor with $13…

Raymond James introduces channel No. 4, a user-friendly RIA model after its three current channels — IBD, RIA and captive — make negligible net recruiting advances

May 19, 2022 Louis Diamond Quoted by Lisa Shidler Raymond James Financial prospects far too often in 2021 checked none-of-the-above…

Home: Leading Financial Advisor Recruiting Firm

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