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Diamond Consultants: Financial Advisor Recruiting FirmDiamond Consultants: Financial Advisor Recruiting Firm
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Posts by Barbara Herman

About Barbara Herman

Senior Vice President – Known for her sound advice, unique perspectives and ability to identify creative solutions. Barbara has developed deep and longstanding strategic relationships with financial services firms – from wirehouses to boutiques, as well as the diverse independent space – and works with some of the most sophisticated teams and individual advisors. Learn more...

    $200m UBS vet joins Sanctuary Wealth affiliate

    $200m UBS vet joins Sanctuary Wealth affiliate

    By Andrew Foerch, Citywire – A veteran UBS advisor is leaving the wirehouse to join a Sanctuary Wealth affiliate. Matt Tucker, who has spent his entire 25-year career with UBS and its predecessor PaineWebber, will join Bowersock Capital Partners, which is headquartered in Lawrence, Kan. Tucker will open a Bowersock office in nearby Overland Park, Kan. He managed around $200m in assets while at UBS, according to Sanctuary.

    Raymond James Reels in $2 Mln Florida Team from Merrill

    Raymond James Reels in $2 Mln Florida Team from Merrill

    By Jake Martin, AdvisorHub – A solo advisor who had built a $279 million book as a broker at Merrill Lynch and other large brokerage firms has left the wirehouse world to start his own practice affiliated with Raymond James Financial in Ponte Vedra Beach, Florida.

    Due Diligence: A Path to Self-Discovery, Not a Destination

    Due Diligence: A Path to Self-Discovery, Not a Destination

    By Barbara Herman, WealthManagement.com – In this industry, due diligence is customarily thought of as exploration in search of a destination. But what if exploration had value in its own right—separate from finding a new home and irrespective of the outcome? What if exploration was also a “thought process”—an opportunity to revisit goals and priorities, to reassess important aspects of the business and test assumptions?

    Integrated Advisors Network Builds Out Pathway for Breakaways

    Integrated Advisors Network Builds Out Pathway for Breakaways

    Barbara Herman Quoted – By Diana Britton, WealthManagement.com – Integrated Advisors Network, a Palos Verdes, Calif.-based support platform for registered investment advisors, has acquired ReDefine Independent Advisors, an RIA consulting firm, to build out a dedicated offering for breakaway advisors. As part of the deal, the firm has named ReDefine CEO Jason Inglis as its new president.

    Avantax Wealth Management Launches New Affiliation, Referral Businesses

    Avantax Wealth Management Launches New Affiliation, Referral Businesses

    Barbara Herman Quoted – By Diana Britton, WealthManagement.com – Avantax Wealth Management, Blucora’s wealth management business created from the acquisitions of HD Vest and 1st Global, recently launched two new affiliation models to help recruit and support financial professionals whose value proposition is largely tax-centric financial planning.

    How to Uncover a Firm’s Culture in a Time of Virtual Due Diligence—and Beyond

    How to Uncover a Firm’s Culture in a Time of Virtual Due Diligence—and Beyond

    By Barbara Herman – The search for a “better culture” has emerged in recent years as one of the single greatest drivers of advisor movement. Yet the term “culture” itself can evade simple definition. Culture can encompass an organization’s system of values and priorities, and influence every decision. It’s the undercurrent that directs, either subtly or overtly, the choices made and the paths taken.

    Will Equity Answer Wealth Management’s “Compensation Conundrum?”

    Will Equity Answer Wealth Management’s “Compensation Conundrum?”

    Barbara Herman Quoted – By Charles Paikert, Family Wealth Report – What keeps owners of wealth management firms up at night? Compensation, recruiting, retention and equity certainly top most lists. According to Schwab’s 2020 Compensation Report, median compensation costs are 70 percent of revenues for firms with over $100 million in AUM.

    Stifel hires former UBS, Merrill teams to staff two new offices

    Stifel hires former UBS, Merrill teams to staff two new offices

    By Andrew Welsch, OnWallStreet – Stifel signed on two teams managing more than $450 million in combined assets to staff two new branch offices, according to the firm, furthering the regional broker-dealer’s aggressive hiring streak in recent months.

    Partners at an Impasse: 4 Paths to Consider When Advisors Become Divided on their Futures

    Partners at an Impasse: 4 Paths to Consider When Advisors Become Divided on their Futures

    By Barbara Herman – The strength of even the most successful partnerships may be tested when advisors consider changing firms. Many get stuck, reaching an impasse that can lead to a loss of momentum in both the business as well as the exploration process. Here are 4 paths to consider.

    Team managing $1.2 billion at UBS joins Raymond James

    Team managing $1.2 billion at UBS joins Raymond James

    By InvestmentNews – A team of advisers that managed $1.2 billion in client assets at UBS in Overland Park, Kansas, is joining Raymond James & Associates, the broker-dealer’s employee adviser channel.

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