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Posts by Cathy Nichols

About Cathy Nichols

Senior Consultant – Extensive industry knowledge and a unique ability to listen and respond like a fiduciary is what advisors connect with – and appreciate – and have allowed Cathy to build relationships based on trust, personal connection and growth. Learn more...

    Transition Announcement: $1B Millennial-Led Merrill Team Opts for Supported Independence with Sanctuary Wealth

    Transition Announcement: $1B Millennial-Led Merrill Team Opts for Supported Independence with Sanctuary Wealth

    Multi-Generational Merrill team in Chicago finds Sanctuary provided the right balance of support, freedom, flexibility, and optionality.

    Sanctuary adds $1bn Merrill team in Chicago

    Sanctuary adds $1bn Merrill team in Chicago

    By Sam Bojarski, CityWire – Sanctuary Wealth has lifted a $1bn advisory team out of Merrill Lynch. 

    $1B team moves to Commonwealth with goal of 1,000 financial advisors

    $1B team moves to Commonwealth with goal of 1,000 financial advisors

    By Tobias Salinger, Financial-Planning.com – A billion-dollar team with nine planners left Edward Jones for Commonwealth Financial Network with a goal of recruiting and acquiring its way to 1,000 financial advisors over the next 20 years.

    RIA Roundup: New Deals, Roles and Grads

    RIA Roundup: New Deals, Roles and Grads

    By Ali Hibbs, WealthManagement.com – Cedarwood Financial Partners Jumps to Commonwealth from Edward Jones.

    Commonwealth Recruits Advisors With $1 Billion From Edward Jones

    Commonwealth Recruits Advisors With $1 Billion From Edward Jones

    By Andrew Welsch, Barron’s – Commonwealth Financial Network, a hybrid RIA and independent broker dealer, recruited a group of advisors from Edward Jones who oversee nearly $1 billion in client assets, according to the independent broker-dealer.

    Transition Announcement: Edward Jones Advisors with $1B AUM Break for Independence with Commonwealth

    Transition Announcement: Edward Jones Advisors with $1B AUM Break for Independence with Commonwealth

    This group of Edward Jones advisors recognized that independence was the path most aligned with their values and vision for the future. And when it came to selecting the right partner, Commonwealth was a clear standout.

    Sanctuary Nabs Merrill Vet to Head Quorum NY Office

    Sanctuary Nabs Merrill Vet to Head Quorum NY Office

    By Nick Godt, FinancialAdvisor IQ – Sanctuary Nabs Merrill Vet to Head Quorum NY Office

    RayJay Exec Says Recruiting Back on Track, Firm Lands $871 Mln-AUM Merrill Team

    RayJay Exec Says Recruiting Back on Track, Firm Lands $871 Mln-AUM Merrill Team

    By Jake Martin, AdvisorHub – Raymond James Financial’s sweetened deals for experienced brokers in its employee division are paying off, even without matching the high-water mark offers of some rivals, Chief Executive Paul Reilly said on Monday.

    The St. Petersburg, Florida-based firm’s hiring in 2021 is already “exceeding” targets that it set out at the start of the year, which “weren’t small,” and is ahead of last year’s pace, Reilly said during Morgan Stanley’s virtual U.S. Financials, Payments and CRE Conference on Monday.

    Morgan Stanley Hires $4-Mln UBS Private Wealth Team in Chicago

    Morgan Stanley Hires $4-Mln UBS Private Wealth Team in Chicago

    By Mason Braswell, AdvisorHub – Morgan Stanley Wealth Management has hired a four-person private wealth management team generating $4 million in annual revenue at UBS Wealth Management USA in Chicago, according to a person familiar with the move.

    Merrill Loses $1.2B AUM Firm to Dynasty

    Merrill Loses $1.2B AUM Firm to Dynasty

    By Asia Martin, WealthManagement.com – Blue Bell, Penn. has a new registered investment advisor in town. Dynasty Financial Partners announced Tuesday it helped a former Merrill Lynch team that managed $1.2 billion in client assets, and generated $6.1 million in revenue, launch Amplius Wealth Advisors.

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