Louis Diamond Quoted – By Emily Dattilo, Financial Advisor IQ – In-Person or Remote: Either Works, but it’s Decision Time. Ambiguity in a company’s work arrangement policy can lead to lost job candidates.
Louis Diamond Quoted – By Diana Britton, WealthManagement.com – Integrated Partners Introduces W-2 Employee Model. The RIA hopes both to free up senior advisors to work on more complex tasks and offer opportunities for talent new to the industry.
Louis Diamond Quoted – By Diana Britton, WealthManagement.com – Integrated Partners to Enter the M&A Business. The RIA also announced it has recruited a Missouri-based team, with $230 million in client assets, from Stifel.
Louis Diamond Quoted – By Lisa Shidler, RIA Biz – Raymond James Financial prospects far too often in 2021 checked none-of-the-above on its menu of affiliation channels — IBD, RIA and captive, so it’s added a fourth– a new “RIA” model that is more user-friendly.
30-Year Industry Veterans Managing $850mm in Client Assets Leave UBS for Independence with Sanctuary Wealth.
By Andrew Welsch, Barron’s – A UBS advisor team led by two industry veterans has parted ways with the wirehouse to open their own independent practice with Sanctuary Wealth.
Louis Diamond Quoted – By Jennifer Lea Reed, FA Magazine – If there is a chance for brokers to influence the termination language in their Form U5, they should take it with gratitude, because more often than not there isn’t one, say lawyers and recruiters.
Mark Moyer, a Resident Director and Producing Manager at Merrill, and his family-based team were firsthand witnesses to changes which ensued once Bank of America took over.
By Mason Braswell, AdvisorHub – Raymond James Financial has wooed a large family team that had generated $6.5 million in annual revenue at Merrill Lynch Wealth Management in Zanesville, Ohio.
Louis Diamond Quoted – By Alex Padalka, FinancialAdvisor IQ – James Iannazzo, who last month was charged with criminal trespass and other counts, became registered with Aegis Capital on March 15.
