Transition Announcement: UBS Team Managing $963mm Jumps to Rockefeller Global Family Office
Former UBS team, generating $7.7mm in revenue, sought to serve their HNW and UHNW clients a more bespoke experience.
Moves in the News
While not all moves we have helped facilitate are mentioned in the media, here are some moves by financial advisors that did receive recognition. Or browse an at-a-glance sample of representative deals…
Rockefeller Snags $963M UBS Advisor Team
By Alex Padalka, FAIQ.com – Rockefeller Global Family Office announced that it has lured a team of UBS advisors.
Rockefeller Lands $7.7-Mln UBS Duo in Atlanta
By Karmen Alexander, AdvisorHub – Rockefeller’s Global Family Office has landed a UBS Wealth Management USA team that oversaw $900 million in client assets in Atlanta, according to a source familiar with their practice.
Transition Announcement: Multiple $1mm+ Producers Depart Edward Jones
In two recently announced moves, Edward Jones advisors decamped for independence with Kestra PWS and Raymond James Financial Services.
Merrill Team with $353M Book Joins RayJay in FL, Another Shifts to LPL in TX
By Karmen Alexander, AdvisorHub – The steady stream of brokers out of Merrill Lynch continues as two teams who oversaw $558 million combined in assets have joined Raymond James Financial and LPL Financial in Florida and Texas, respectively.
Goldman PFM Advisors in Dallas Decamp for Dynasty RIA, Regional B-D Hilltop
By Mason Braswell, AdvisorHub – At least four advisors with Goldman Sachs’ Personal Financial Management unit have hit the exit amid its sale of the $29 billion-asset unit to advisory firm Creative Planning.
Transition Announcement: $270mm Merrill Team Sets-Up Independent Practice with LPL
Breakaway Wealth Management is a young, entrepreneurial team that values simplicity and transparency, with a desire to operate independently and provide a wider range of options and more personalized attention to their clients.
Transition Announcement: $5.5B UBS Mega-Team Leaves for RBC
One of the top teams in the industry, led by the largest female advisor at UBS, Leslie Lauer, moves to RBC Wealth Management.
RBC snags giant $5.5 billion team from UBS in Atlanta
By Bruce Kelly, InventmentNews – The ESOP Group, founded in 1989, specializes in working with business owners on the sale of their businesses.
UBS Loses $5.5 Billion Advisor Team to RBC
By Andrew Welsch, Barron’s – RBC Wealth Management made its biggest team hire ever, picking up what the firm describes as a “powerhouse” group of advisors from UBS that oversaw $5.5 billion in client assets.
