Jason Diamond quoted By John Manganaro, ThinkAdvisor – Diamond said he expects the new approach will resonate well, at least with some advisors seeking a new approach to affiliation.
Moves in the News
While not all moves we have helped facilitate are mentioned in the media, here are some moves by financial advisors that did receive recognition. Or browse an at-a-glance sample of representative deals…
Jason Diamond quoted By Jennifer Lea Reed, FAMag.com – Nearly 9,700 experienced advisors who hold Series 7 brokerage licenses changed firms in 2023, a 7.5% increase over 2022—a gain that came despite historically transition-dampening headwinds such as the regional banking crisis early in the year and multiple geopolitical conflicts, said Diamond Consultants in its 2023 Advisor Transition report.
Advisor Recruiting Activity Stayed Strong in 2023 Despite Bank Turmoil. Expect More Moves This Year.
Jason Diamond quoted By Andrew Welsch, Barron’s – Advisor recruiting moves increased at a healthy clip last year despite a regional bank crisis that took down First Republic Bank, one of the industry’s leading recruiters, according to a new report by Diamond Consultants.
By Jake Indursky, CityWire – Alfa Advisory will provide financial planning to entrepreneurs and business owners.
By Sam Del Rowe, FAIQ.com – Aegis Capital Corp. announced that it has added an advisor from UBS, where he had about $350 million in client assets.
By Ali Hibbs, WealthManagement.com – Will Gungoll left Edward Jones to create Buffalo Capital, a name that honors his Native American heritage and community in Enid, Okla.
Former UBS team, generating $7.7mm in revenue, sought to serve their HNW and UHNW clients a more bespoke experience.
By Karmen Alexander, AdvisorHub – Rockefeller’s Global Family Office has landed a UBS Wealth Management USA team that oversaw $900 million in client assets in Atlanta, according to a source familiar with their practice.
By Alex Padalka, FAIQ.com – Rockefeller Global Family Office announced that it has lured a team of UBS advisors.
In two recently announced moves, Edward Jones advisors decamped for independence with Kestra PWS and Raymond James Financial Services.
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