One of the top teams in the industry, led by the largest female advisor at UBS, Leslie Lauer, moves to RBC Wealth Management.
Moves in the News
While not all moves we have helped facilitate are mentioned in the media, here are some moves by financial advisors that did receive recognition. Or browse an at-a-glance sample of representative deals…
By Bruce Kelly, InventmentNews – The ESOP Group, founded in 1989, specializes in working with business owners on the sale of their businesses.
By Andrew Welsch, Barron’s – RBC Wealth Management made its biggest team hire ever, picking up what the firm describes as a “powerhouse” group of advisors from UBS that oversaw $5.5 billion in client assets.
Louis Quoted By Karmen Alexander and Mason Braswell, AdvisorHub – The team was one of the top by production at UBS, but they came to believe the wirehouse “no longer prioritized” their niche, according to Louis Diamond, an industry recruiter with Diamond Consultants.
By Karmen Alexander, AdvisorHub – A Merrill Lynch team whose leader said some other high-producing defections motivated his own exit has taken his $2.7 million group to LPL Financial in Hoboken, New Jersey.
In building a business guiding a select group of ultra-high net worth families, Angela Mwanza, Jordon Powell, and their team found they were limited at UBS when it came to ESG investing and serving the additional needs of their clients.
By Amey Stone, Barron’s – Rockefeller Capital Management is adding a team of top New York advisors led by Angela Mwanza to its wealth management division.
By Matthew Sellers, InvestmentNews – Rockefeller Global Family Office, the wealth management arm of Rockefeller Capital Management, has announced that it has added Angela Mwanza, Jordan Powell and their four-person team, known as Oryx Legacy Partners, to its ranks.
By Karmen Alexander, AdvisorHub – After a mid-summer intermission, the steady parade of wirehouse brokers moving to Rockefeller Capital Management resumed on Friday with its hire of a $4-million team from UBS Wealth Management USA in New York City.
By Lisa Fu, AdvisorHub -LPL Financial has lured in another Merrill broker, this time to its burgeoning employee channel, Linsco, according to an announcement on Wednesday.
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