Rockefeller Scores Another Large Wirehouse Team, This Time From UBS
By Amey Stone, Barron’s – Rockefeller Capital Management is adding a team of top New York advisors led by Angela Mwanza to its wealth management division.
Moves in the News
While not all moves we have helped facilitate are mentioned in the media, here are some moves by financial advisors that did receive recognition. Or browse an at-a-glance sample of representative deals…
Rockefeller Capital Management Continues Expansion as More Wealth Advisors Join the Team
By Matthew Sellers, InvestmentNews – Rockefeller Global Family Office, the wealth management arm of Rockefeller Capital Management, has announced that it has added Angela Mwanza, Jordan Powell and their four-person team, known as Oryx Legacy Partners, to its ranks.
Rockefeller Scoops Up $4-Mln UBS Team in New York
By Karmen Alexander, AdvisorHub – After a mid-summer intermission, the steady parade of wirehouse brokers moving to Rockefeller Capital Management resumed on Friday with its hire of a $4-million team from UBS Wealth Management USA in New York City.
Merrill Lifer With $130-Mln Book Joins LPL’s Employee Channel
By Lisa Fu, AdvisorHub -LPL Financial has lured in another Merrill broker, this time to its burgeoning employee channel, Linsco, according to an announcement on Wednesday.
Transition Announcement: $600mm Father-Son Team from UBS Launch Independent Firm with Sanctuary
Chris Glomb, with over 4 decades in wealth management, and his son Michael worked as a team at UBS for 15 years, set their sights on change 2 years ago—motivated by the desire to do what was best for their clients, to achieve greater autonomy, and build for a long-term legacy.
Sanctuary Nabs $600 Million UBS Team
By Andrew Welsch, Barron’s Advisor – Sanctuary Wealth, an independent broker-dealer, recruited a former UBS team that oversaw $600 million, the firm announced Friday.
Sanctuary Signs UBS Father-Son Duo with $600 Million Book
By Lisa Fu, AdvisorHub – Sanctuary Wealth on Friday scooped up a Los Gatos, California team overseeing $600 million in client assets from UBS Wealth Management USA, according to an announcement and registration records.
Transition Announcement: $450mm Merrill Team Jumps Ship for Steward Partners
Three Partners from two offices in Madison, WI, and Northern California, opt for supported independence on Steward’s 1099 platform with Pershing as custodian.
Merrill Team Managing $450 Million Jumps to Steward Partners
By Karmen Alexander, AdvisorHub – A Merrill Lynch team that oversaw over $450 million in client assets jumped to Steward Partners Global Advisory on Thursday.
Raymond James Snags FA with $185M from Merrill Lynch
By Sam Del Rowe, FAIQ.com – Advisor Rebekah Fa’asau joins Raymond James’ employee advisor channel, the firm said.
