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Diamond Consultants: Financial Advisor Recruiting FirmDiamond Consultants: Financial Advisor Recruiting Firm
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Breakaways

The Growth Puzzle: UBS Breakaway Team Shares Their Path to 2x Growth in Year One

The Growth Puzzle: UBS Breakaway Team Shares Their Path to 2x Growth in Year One

UBS breakaways John Klaas, Jr. and David Millington share their journey to launching independent firm Puzzle Wealth Solutions with Gladstone Wealth Partners and resulting growth to $2B in assets year one.

Building a Multi-Family Office: How an Ex-Goldman Advisor Experienced Autonomy and Growth in Independence

Building a Multi-Family Office: How an Ex-Goldman Advisor Experienced Autonomy and Growth in Independence

Gary Hirschberg began to question if he was able to act as a true fiduciary to his clients at Goldman Sachs. Plus, he had the nagging desire to build a brand of his own. So in 2018, he left to launch Aaron Wealth Advisors.

Liberated: Why a 25-Year Merrill Vet  Managing $450mm Opted to  Break Away and Build His Own Firm

Liberated: Why a 25-Year Merrill Vet Managing $450mm Opted to Break Away and Build His Own Firm

On his 25th anniversary with Merrill, Craig Robson resigned to launch RIA Regent Peak Wealth in Atlanta, GA. It was a bold move designed to “liberate and empower” him and his team to serve their clients completely and with objectivity.

From UBS to Oppenheimer to Independence: A Next Gen Shares his Playbook for 2x+ Growth

From UBS to Oppenheimer to Independence: A Next Gen Shares his Playbook for 2x+ Growth

Dan Katz of Revolve Wealth Partners talks about his role as the next gen of a business started by his father, opting to build an RIA firm from scratch, and how their past experiences at UBS and Oppenheimer shapes the vision of their firm today.

From Musician to Advisor: $500mm Northwestern Mutual Breakaway Finds Her Voice and a 5x Valuation in True Independence

From Musician to Advisor: $500mm Northwestern Mutual Breakaway Finds Her Voice and a 5x Valuation in True Independence

Katherine Forrester Schneewind left a country music career behind to follow her dream of becoming a financial planner and instead became a star at Northwestern Mutual. In 2019, she left to launch RIA High Note Wealth with brother Michael Forrester.

The Mindset of a Mentor: How a 2x Morgan Stanley Breakaway Built a $3B+ RIA Firm

The Mindset of a Mentor: How a 2x Morgan Stanley Breakaway Built a $3B+ RIA Firm

For Brock Moseley, the choice to leave Morgan Stanley for a 2nd time in 2007 to launch RIA Miracle Mile Advisors was about living true to his ethos by building a business from the ground up, based on everything he couldn’t find anywhere else.

Edward Jones Breakaway:  From Knocking on Doors (Literally) to  Building a $2B Independent Enterprise

Edward Jones Breakaway: From Knocking on Doors (Literally) to Building a $2B Independent Enterprise

Jim DeCota started his career in wealth management in the financial advisor training program at Edward Jones, building his business to $85mm in AUM in just over a decade, before leaving to build what is today $2B+ Enso Wealth Management.

$1B+ Multi-Generational Merrill Breakaway Team Leaves Behind the Big Brand to Gain “More” for Clients

$1B+ Multi-Generational Merrill Breakaway Team Leaves Behind the Big Brand to Gain “More” for Clients

Matt Liebman, Founding Partner and CEO of RIA firm Amplius Wealth Advisors discusses the complexity of considering change with a multi-generational team, the difficulty of walking away from a big brand name, the concept of clients being the real “boss” and how that influenced his choice to build an independent firm—and much more.

Merrill Lifer on Breaking New Ground: The Leap to Independence with LPL Strategic Wealth Services

Merrill Lifer on Breaking New Ground: The Leap to Independence with LPL Strategic Wealth Services

Josh Brown went from mechanical engineer to the Merrill training program, building a business from 0 to $650mm. Firm changes prompted him and his team to consider their options, launching Northend Private Wealth on LPL Strategic Wealth Services.

2021’s 10 Most Valuable Lessons from Advisors and Business Owners

2021’s 10 Most Valuable Lessons from Advisors and Business Owners

Key insights shared by recent breakaway advisors and independent business owners curated from the 2021 season of the podcast series for financial advisors. Topics include why they chose independence, motivations to change, impact to clients and more.

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Recent News & Articles

  • Industry Update: Should You Consider a Move When Markets are Turbulent?
  • Should FAs Be Tested for Cognitive Decline?
  • The Path to Independence: 6 Key Elements to Consider Before Starting Your Journey
  • Ex-Merrill ACTM Chair to Independent Business Owner: A Former Insider’s Point of View
  • UBS Comp Changes Make It Harder to Battle Asset Outflows–Analysis
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