Mindy Diamond Quoted
By Lisa Shidler
A former senior research analyst at Barclays Wealth Management has orchestrated one of the biggest — and almost certainly the most complex — breakaways of the year. The result: Five advisors spread across San Francisco, Chicago and New York — plus the analyst himself — have formed an RIA with a potential $3 billion in assets and is now using Dynasty Financial Partners.
“Anytime there’s a change in ownership even if it’s the best firm, it absolutely causes people to explore. Even if the intention is to stay, it’s irresponsible not to explore and make sure you have a Plan B,” says Mindy Diamond of Diamond Consultants of Chester, N.J.