Recent Deals
in the News
$2B AUM
Goldman Sachs to Morgan Stanley – September 2019
- David Midgley, Sarem Mukhtar and Michael Vint
- Seattle, WA
- In the News: Morgan Stanley Lands $10-Million Goldman Team in Seattle
$700mm AUM
Merrill Lynch to Rockefeller Capital Management – July 2019
- Neil Rubenstein and James Sandfort / Enclave Wealth Advisors
- Dallas, TX
- In the News: Rockefeller adds five ex-Merrill advisors in Dallas
$372mm AUM
Merrill Lynch to Raymond James Financial Services – July 2019
- Lee Henderson and George Hutter / Henderson Hutter Group
- New Orleans, LA
- In the News: Merrill Lynch Team Bolts for Raymond James
$275mm AUM
Merrill Lynch to Sanctuary Wealth – June 2019
- Terry Murray and Brian Westcoat / Enclave Wealth Advisors
- Walnut Creek, CA
- In the News: $275m Merrill Lynch team breaks away
$450mm AUM
Merrill Lynch to Schwab / Dynasty Financial Partners – May 2019
- Craig Robson / Regent Peak Wealth Advisors
- Atlanta, GA
- In the News: New Wealth Management Firm Joins Dynasty Financial Partners
$1.5B AUM
NorthRock Partners and New York Private Bank & Trust – April 2019
- Strategic Investment
- Minneapolis, MN
- In the News: New York Private Bank & Trust Forms Strategic Partnership With NorthRock Partners
$930mm AUM
Merrill Lynch to Fidelity / Dynasty Financial Partners – August 2018
- Michael Henley / Brandywine Oak Private Wealth
- Kennett Square, PA
- In the News: At 34, and Top-Rated by Forbes, Merrill Advisor Forms His Own Wealth Firm
$1.4B AUM
Goldman Sachs to Schwab / Dynasty Financial Partners – October 2018
- Gary Hirschberg / Aaron Wealth Advisors
- Chicago, IL
- In the News: Goldman Sachs Breakaway: Clients Love My Move … And They’re Following Me
$2.5B AUM
Goldman Sachs to First Republic WM – January 2018
- Matt Babrick and James Wilcox
- Los Angeles, CA
- In the News: First Republic welcomes new managing directors
$800mm AUM
LPL Financial to Focus Financial Partners – January 2018
- Cornerstone Wealth Partners
- Huntersville, NC
- In the News: After blockbuster 2017, Focus Financial nabs $800M LPL team
$800mm AUM
LPL Financial to Mutual Securities – January 2018
- Mark Cortazzo / MACRO Consulting Group
- Parsippany, NJ
- In the News: Mark Cortazzo leaves LPL after five years
$1B AUM
UBS to Merrill Lynch – June 2017
- Joe Gabriele and Paul Vasady-Kovacs
- New York, NY
- In the News: Merrill poaches prominent $1bn team from UBS
$900mm AUM
Merrill Lynch to UBS – November 2017
- Rod Loewenthal
- Chicago, IL
- In the News: $900M team leaves Merrill Lynch for UBS
$610mm AUM
Merrill Lynch to RBC – October 2017
- Larry Prutch, Cengiz Volkan, Alan Goldstein, Neil Fujita and George Castrillon / PVG Group
- Palos Verdes, CA
- In the News: RBC nabs $610M Merrill Lynch team, opens new office