Services

Representative Deals

We’re proud of all of the moves that our firm has facilitated. While many did not receive media attention, below is a sample of recent moves that did.

For more information or additional detail, we invite you to contact us.

$2.5B AUM

Goldman Sachs to First Republic WM – January 2018

Matt Babrick and James Wilcox
Los Angeles, CA
In the News: First Republic welcomes new managing directors

$1B AUM

LPL Financial to Focus Financial Partners – January 2018

Cornerstone Wealth Partners
Huntersville, NC
In the News: After blockbuster 2017, Focus Financial nabs $800M LPL team

$900mm AUM

Merrill Lynch to UBS – November 2017

Rod Loewenthal
Chicago, IL
In the News: $900M team leaves Merrill Lynch for UBS

$1B AUM

UBS to Merrill Lynch – June 2017

Joe Gabriele and Paul Vasady-Kovacs
New York, NY
In the News: Merrill poaches prominent $1bn team from UBS

$562mm AUM

Merrill Lynch to RBC – October 2017

Larry Prutch, Cengiz Volkan, Alan Goldstein, Neil Fujita and George Castrillon / PVG Group
Palos Verdes, CA
In the News: RBC nabs $610M Merrill Lynch team, opens new office

$230mm AUM

Merrill Lynch to HighTower Advisors – October 2017

Kevin Keith / The Keith Group
Lancaster, PA
In the News: HighTower Launches The Keith Group