• Home: Leading Financial Advisor Recruiting Firm
  • About Us
    • Meet the Team
    • Testimonials
    • Case Studies
    • Representative Deals
  • Services
    • For Financial Advisors
    • For Independent Business Owners
  • FAQs
  • Articles
  • Podcast
    • Industry Update
    • Independence 101 Series
  • In the News
    • Moves in the News
  • Tools for Advisors
  • Diamond Consultants Advisor Transition Report 2022
  • NEW – Edward Jones Advisor Transition Report 2022 edition
  • NEW – Merrill Advisor Transition Report 2022 edition
  • NEW – UBS Transition Report 2022 edition
  • Merrill Information Hub
  • UBS Information Hub
  • Contact Us
  • Subscribe for Updates

Questions? Call us: 908-879-1002

Contact us...
Diamond Consultants: Financial Advisor Recruiting FirmDiamond Consultants: Financial Advisor Recruiting Firm
  • Home
  • About
    • Meet the Team
      • Mindy Diamond
      • Louis Diamond
      • Howard Diamond
      • Jason Diamond
      • Barbara Herman
      • Deborah Aronson
      • Wendy Leung
      • Cathy Nichols
      • Debbie Wallen
      • Allison Brunwasser
      • Joshua Tomolak
      • Shelley Muzio
      • Caryl Felicetta
      • Donna Riopel
      • Kelly Griffiths
    • Testimonials
    • Case Studies
    • Representative Deals
  • Services
    • For Financial Advisors
    • For Independent Business Owners
      • Sell-Side M&A Advisory
      • Consulting
  • FAQs
  • Articles
    • Subscribe for Updates
  • Podcast
    • Industry Update
    • Independence 101 Series
    • Subscribe for Updates
  • In the News
    • Moves in the News
    • Transition Announcements
  • Tools for Advisors
    • NEW – Diamond Consultants Advisor Transition Report 2022
    • NEW – Edward Jones Advisor Transition Report 2022 edition
    • NEW – Merrill Advisor Transition Report 2022 edition
    • NEW – UBS Transition Report 2022 edition
    • Merrill Information Hub
    • UBS Information Hub
    • Other Tools
    • Subscribe to e-Newsletter

private equity

Investing in Independence: How Investors in Wealth Management Firms are Helping Wirehouse Advisors Make the Leap

Investing in Independence: How Investors in Wealth Management Firms are Helping Wirehouse Advisors Make the Leap

By Louis Diamond, WealthManagement.com – Traditionally, a wirehouse advisor looking to monetize his business had few choices: Either move to a firm paying a “recruiting deal” or signing on to his firm’s sunset program. But what are the options for entrepreneurial advisors looking at the independent space but still needing capital? Actually, quite a few.

Dash to cash: Focus moves away from equity-based deals

Dash to cash: Focus moves away from equity-based deals

Louis Diamond Quoted – By Ian Wenik, Citywire – For Focus Financial Partners, money talks. In new financial data unveiled in a form 10-K it filed with the Securities and Exchange Commission (SEC) on Tuesday, the firm revealed how its typical RIA deal structure has changed in the past year.

HighTower growth strategy shows no fear of buying high

HighTower growth strategy shows no fear of buying high

Mindy Diamond Quoted – By Jeff Benjamin, InvestmentNews – Chicago-based HighTower continues to live up to its reputation as a hungry acquirer of larger registered investment advisers. In the latest example of its private-equity-backed growth strategy, HighTower >announced the acquisition of Schultz Collins, a $1 billion advisory group with offices in San Francisco, Washington and Towson, Md.

LPL Financial markets itself as a savior to reps at 14 IBD firms under the ‘precarious’ spell of private equity investors, despite its own private equity past

LPL Financial markets itself as a savior to reps at 14 IBD firms under the ‘precarious’ spell of private equity investors, despite its own private equity past

Louis Diamond Quoted – By Lisa Shidler, RIABiz – LPL Financial has circulated two documents that paint private equity investors as hobgoblins to be avoided by IBDs, while inviting brokers to join LPL, which, ironically, has the same hobgoblins in its past and now answers to demanding stockholders. 

Subscribe for Updates

Get updated by email when a new article is added.


Listen. Here. Now

Recent News & Articles

  • What’s the ‘Real’ Value of a Financial Advisor’s Business?
  • Growth Through Media and Innovative Solutions: How Ross Gerber’s $2.2B Firm Found a Resounding Voice in Independence
  • Considering a Move? Here’s What You Need to Know: A Special Industry Update
  • Questions Every Advisor Should Ask Before Considering a Move: A Special Industry Update
  • Valuation Expert FP Transitions: On M&A, Growth, and Maximizing Enterprise Value
Schedule a Complimentary Consultation
We're available to answer your questions. Contact us

Connect with us

Search

© 2023 · Diamond Financial Consultants, LLC t/a Diamond Consultants. All rights reserved.*

  • Leading Financial Advisor Recruiting Firm:
  • About
  • Services
  • FAQs
  • Articles
  • Podcast
  • News/Media
  • Tools/Resources
  • Contact
  • Our Locations
  • Privacy Policy
  • Site Map