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Diamond Consultants: Financial Advisor Recruiting FirmDiamond Consultants: Financial Advisor Recruiting Firm
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Avoiding Termination: How to Protect Yourself in a Compliance-Driven Brokerage World

Avoiding Termination: How to Protect Yourself in a Compliance-Driven Brokerage World

By Mindy Diamond – Advisors at big firms find themselves in a zero-tolerance environment where infractions that once garnered a slap on the wrist now may be considered grounds for termination. Here’s how to protect yourself and your business in this new world order.

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