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Podcast

Independence for Financial Advisors

The Year in Review: The 10 Most Valuable Insights on Independence

Posted by Mindy Diamond

A curated collection of the top words of wisdom shared by wealth management industry leaders and top breakaways from the first year of Mindy Diamond on Independence

Back in November of 2017, we launched this podcast series as a way to answer the questions that so many captive advisors were asking us about the independent space. Little did we realize how quickly it would catch on, nor the sheer amount of important information and critical points of view there were to share.

Just over one year, 32 episodes and some 26,000 downloads* later, this series has become the industry’s leading soundtrack for advisors who are seeking a greater understanding of the independent space.

As an acknowledgment of the enduring phenomenon that is the independent space – and a tribute to the amazing people that participated in the series – this episode is devoted to highlighting the 10 most valuable topics and words of wisdom from the past year, including:

  1. How independence is better for advisors with David Canter
  2. How independence is better for clients with Tim Oden
  3. Being a true fiduciary with Mark Tibergien
  4. The growth of support and how it contributes to the expansion of the space with Shirl Penney
  5. Breaking out of the box with Jim Dickson
  6. Managing compliance with Matt Sonnen
  7. Serving ultra-high net worth clients with Matt Celenza
  8. Multi-Generational Teams with Jason Cort
  9. Experiencing phenomenal growth with Bill Loftus
  10. Building a Firm for Maximum Value with Liz Nesvold

The goal of this series is to educate, inform and empower advisors, enabling them to make decisions about their future from a position of strength. As such, this episode concludes with sage advice from David Canter and key questions an advisor considering the space should answer.

 

Podcast: Play in new window | Download (Duration: 36:30 — 34.1MB) | Embed

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Related Resources

  • Mindset, Motivation and Momentum: What’s really driving all the movement—with David Canter, Head of Fidelity’s RIA Segment 
  • The Choreography of a Move to Independence—with Tim Oden from Schwab Advisor Services
  • The Rewards and Risks of Independence—with Mark Tibergien, CEO of BNY Mellon’s Pershing Advisor Solutions
  • What’s driving the momentum towards independence and will it continue?—with Shirl Penney, Dynasty Financial Partners
  • How This Former Merrill Insider Once Drank the Kool-Aid, Then Set Out to Build a Better Toolbox—with Jim Dickson, Founder and President of Sanctuary Wealth Partners
  • What It Really Takes to Build an RIA Firm—with Matt Sonnen, Founder and President of PFI Advisors
  • A View from the Top—with Breakaway Broker Matt Celenza, Managing Partner of Boulevard Family Wealth
  • A Multi-Generational Indy Breakaway Story—with Jason Cort, President of Quadrant Private Wealth
  • How a Legacy Merrill Team Experienced 600% Growth in 10 Years—with Bill Loftus of Coastal Bridge Advisors and Mark DuPont of Focus Financial Partners
  • An Investment Banker’s Perspective on Building a Firm for Maximum Value—with Liz Nesvold, Founder and Managing Partner of Silver Lane Advisors

 

* 26K downloads as of this episode’s launch.

 


This podcast is also available on…

Mindy Diamond on iTunes           Listen on Google Play Music           Diamond Consultants Podcast on YoutUbe

 

Browse other episodes in this podcast series…

 

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About Mindy Diamond

CEO – By counseling advisors on how to ask the right questions and “dig deep”, she helps them look at all of the opportunities available to find the one that allows them to reach their full potential. That is, to best serve their clients and live a life that is in sync with their own beliefs and values. Learn more...

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    WHAT OUR LISTENERS ARE SAYING…

    • A fantastic bundle of wisdom from one of the very best Curators of all things Wealth Management.

      Jim Dickson
      CEO, Sanctuary Wealth
    • I love the fact that you are talking a diverse group of people in our industry and educating us all. We are all doing our own thing, so it’s helpful listening to other interviews and hearing about different approaches to the business.

      Brock Moseley
      Founder, Miracle Mile Advisors
    • I didn’t realize what I could do until I heard what other advisors were doing. Then week after week, it was like the gaps were filled in. Without it, I wouldn’t have had the confidence to go independent. Even after transitioning, I still can’t wait for Thursday mornings to hear the latest interview.

      Jerry Davidse
      CEO, Presilium Private Wealth
    • Best new resource I have come across in a long while.

      Daniel Gude
      Senior VP at LPL Financial
    • I would say one of the best things I ever did was listen to your podcast. I listened to it a thousand times. There are so many aspects to explore. You’re driving blind until you actually engage a professional.

      Michael Henley
      Founder & CEO, Brandywine Oak Private Wealth
    • Fantastic Podcast and a must-listen for anyone considering Independence!

      Robert Walter
      President, Sanctuary Wealth
    • This is outstanding. Every team considering independence should listen.

      Chris Cooke
      Managing Partner, Cooke Financial Group
    • Every advisor at a brokerage firm should listen to this podcast. I’m convinced that most advisors don’t realize their real value. Do your research. You deserve your true value and going out on your terms. It’s your life’s work. Even if you don’t transition to independence, know your value and options in order to make an educated decision.

      Robert Harris
      Senior Wealth Advisor, Avidian Wealth Solutions

     

    Other Recent Episodes

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    • The Most Valuable Advice for Advisors and Business Owners
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    Feedspot Top 35 Podcasts for Financial Advisors
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