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In the News

Two Independence Options: The RIA vs. BD Alternatives

Posted by Mindy Diamond

Financial Advisor

By Mindy Diamond

It’s natural to wonder whether where you sit is the best place to build your business and serve your clients. No doubt the DoL rule has fueled the thought process for those who work in organizations that are managed to the least common denominator. Yet while many advisors cringe at the thought of even considering a move, others move past the anxiety phase far more quickly once they recognize that there really may be a “better way”.

With independence having become as legitimate an option as being an employee, advisors have the freedom to define how they really want to live their business lives. And an industry landscape that has expanded well-beyond most expectations provides many interesting options for those with an entrepreneurial mindset.

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About Mindy Diamond

CEO – By counseling advisors on how to ask the right questions and “dig deep”, she helps them look at all of the opportunities available to find the one that allows them to reach their full potential. That is, to best serve their clients and live a life that is in sync with their own beliefs and values. Learn more...

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