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In the News

UBS Brokers with $15-Mln Production Leave for Rockefeller, RBC and RayJay

Posted by Cathy Nichols

June 5, 2020
By Vicky Ge Huang and Mason Braswell

UBS Wealth Management USA this week lost three multi-million dollar teams, including a trio who left on Friday, who were generating a combined $15 million in production.

In Houston, Texas, Rockefeller Capital Management on Friday lassoed a three-broker team led by Shay Scruggs, a 19-year industry veteran, that generated $5  million in revenue, according to a person familiar with the move. The group, which includes junior partners Kevin Wright and Trenton Hollas, who have four and five years of experience respectively, oversaw $500 million in client assets, the source said.

The team, which will move into a new Houston office when it opens later this summer, is Rockefeller’s fifth in Texas and its second in Houston following its hiring last month of $4.5 million broker David Frankfort from Raymond James Financial’s Alex. Brown unit.

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About Cathy Nichols

Senior Consultant – Extensive industry knowledge and a unique ability to listen and respond like a fiduciary is what advisors connect with – and appreciate – and have allowed Cathy to build relationships based on trust, personal connection and growth. Learn more...

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