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In the News

UBS buckles under uproar from brokers over non-solicit agreements

Dec 5, 2018 | Posted by Louis Diamond |

Louis Diamond Quoted
By Bruce Kelly

After causing an uproar earlier this year with its advisers and brokers, management at UBS Financial Services Inc. should be commended for coming to its senses, paying attention to its field force and reversing an unpopular policy that potentially interfered with advisers’ relationships with their clients.

“Obviously, every UBS adviser was up in arms about this and their opinions were heard,” said Louis Diamond, an industry recruiter. “It was pretty clear that lot of their advisers had been expecting the contract with the non-solicitation agreement to happen. And they said that they wouldn’t sign to get the bonus.”

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Louis Diamond

About Louis Diamond

Executive Vice President, Senior Consultant – Someone who “looks at every angle from a strategic perspective.” Sophisticated advisors and business owners alike learn quickly that they’ve found the right person in Louis when seeking counsel and clarity on growth, career management and the ever-changing industry landscape. Learn more...

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