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In the News

Where Will You Be in a Post-DOL World?

Posted by Mindy Diamond

WealthManagement-com

By Mindy Diamond

While advisors may have dodged a bullet with a Department of Labor fiduciary rule that was less onerous than expected, it is not a non-event. Since its release in early April, senior leaders at major brokerage firms have been knee-deep in the 1,000-plus page rule, trying to interpret and come up with new policies and procedures to protect and corral their advisors.

While some firms figure out how they will be interpreting and enforcing the new standards, advisors can use this time to assess their business model, goals and relationship with their firm.

Read more…

 

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About Mindy Diamond

CEO – By counseling advisors on how to ask the right questions and “dig deep”, she helps them look at all of the opportunities available to find the one that allows them to reach their full potential. That is, to best serve their clients and live a life that is in sync with their own beliefs and values. Learn more...

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