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Knowledgebase for Advisors
Recent news, updates and advice from our blog for financial advisors and business owners.
The latest from our podcast series for financial advisors
The Founding Sanctuary Team: How these Wells Fargo Breakaways Built a $2.4B Business
What motivated this $1.6B multi-generational Wells Fargo team to leave the wirehouse world for supported independence with a relatively unknown broker dealer? It’s a candid conversation with Chris and Brian Cooke of Cooke Financial about how their desire for greater freedom and control coupled with support and resources drove their decision and fueled their amazing growth. 
Listen…
$1.6B 6 Years Later: Matt Celenza on Doubling Growth, Opportunity, and Life After Merrill
Wirehouse advisors often wonder what they are missing as they watch peers and colleagues break away to the independent space. Matt Celenza was once that guy. He believed he had access to everything his UHNW clients needed—until his move revealed just how much more he could do with true open architecture to improve client service and grow faster. 6 years after his first visit on this series, Matt comes back to share an insider perspective on “what he wishes he knew before breaking away”—the good and the bad. Listen…
In the News
UBS is latest firm OK’d by NFL players union
December 5, 2023 Louis Diamond Quoted by Bruce Kelly More than two decades old, the NFLPA’s registered player financial advisor…
Read MoreMerrill Seeks ‘Momentum Change’ With 400% Recruiting Deals–Sources
December 5, 2023 Louis Diamond Quoted by Miriam Rozen and Mason Braswell Looking to reinvigorate its veteran broker recruiting efforts,…
Read MoreLPL goes straight at wirehouse crown jewels — corner-office brokers — by re-platooning orphaned First Republic insider and making a high payout book portable and saleable
November 20, 2023 Louis Diamond Quoted by Brooke Southall LPL Financial is ready to launch a full frontal assault on…
Read MoreWhat ‘Cultural Fit’ Means And How To Find It
November 14, 2023 Louis Diamond Quoted by Julius Buchanan Many aspects of advisor recruitment are quantifiable through various measurements –…
Read MoreWirehouse Comp Plans for 2024: What’s In, What’s Out
November 10, 2023 Louis Diamond Quoted by Jeff Berman The three wirehouse firms that have disclosed their 2024 advisor compensation…
Read MoreMerrill compensation changes ‘very advisor friendly’
October 26, 2023 Jason Diamond Quoted by Josh Welsh Industry experts give their verdict on the wirehouse’s decision to replace…
Read MoreMerrill Lynch Extends ‘Olive Branch’ to Brokers with 2024 Comp Plan
October 26, 2023 Louis Diamond Quoted by Miriam Rozen, Mason Braswell and Karmen Alexander Wirehouse brokers are almost always cynical…
Read More3 Ways Arizent’s Predictions for 2023 Were Right on the Money
October 19, 2023 Jason Diamond Quoted By Nathan Place Back in January, we published a study predicting what 2023 would…
Read MoreSolutions For Young Advisors Facing The Dreaded Non-Compete Clause
October 17, 2023 Louis Diamond Quoted by Jennifer Lea Reed Exactly how hard is it for a next-gen advisor unhappy…
Read MoreThe $16T pool: Most retail AUM is at 10 firms, report finds
October 16, 2023 Louis Diamond Quoted by Victoria Zhuang Following heavy consolidation in recent years, the lion’s share of retail wealth has ended…
Read MoreTransition Announcement: UBS Team Managing $963mm Jumps to Rockefeller Global Family Office
This Atlanta team, generating $7.7mm in revenue, sought to serve their HNW and UHNW clients with a more bespoke experience.…
Read MoreRockefeller Snags $963M UBS Advisor Team
October 16, 2023 By Alex Padalka Rockefeller Global Family Office announced that it has lured a team of UBS advisors. Bridgeline Wealth Partners,…
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