Category: Industry Knowledge by Mindy Diamond

By Mindy Diamond – I write this on a plane headed to California for an 8-day vacation. Feeling equal parts excited and anxious – excited

The first half of 2016 has been interesting to say the least! We’ve shared quite a bit of insight during these 6 months and wanted

Last week we shared part 1 of our 2 part series of posts from 2016 to date. Our hope is that they just get you

By Mindy Diamond – In a relatively flat market and an uber-competitive business development environment, it is increasingly hard to find reliable ways to accelerate

By Mindy Diamond – With record transition packages being offered to incent the changing of firms, advisors are moving at a record pace. Certainly, it

By Mindy Diamond – Labor Day has long been viewed not just as the dividing line between summer and fall, but as the time when

By Mindy Diamond – As of November 11 of this year, the long expected SEC approved FINRA Rule 2273 (Educational Communication Related to Recruitment Practices

By Mindy Diamond – “The art of the deal” was a phrase popularized by the 1987 book co-authored by “The Donald” himself. And while this

By Mindy Diamond – Advisors have long held on to the certainty that when, and if, they were ready to change jerseys, they could do

By Mindy Diamond – Yesterday the DOL issued a set of FAQs relative to the new Fiduciary Rule—mostly related to the BIC exemption. But, FAQ