Representative Deals
Advisor Transitions Facilitated by Diamond Consultants
We’re proud of all of the transitions that our firm has facilitated. While not all of them receive media attention, nor can we reference each and every one, these recent deals serve as examples of the work that we do.
Merrill to Rockefeller, August 2026
$ 0 B+ AUM
- Sid, Quinn, Liam Jones, Natalie Lariccia
- Canfield & Columbus, Ohio
- In the News: Merrill Team With $2.1 Billion Joins Rockefeller to Staff New Ohio Office
Northwestern Mutual to RIA / Altruist, July 2026
$ 0 B AUM
- Scott DeSantis and Civic Financial
- Boston, MA
- In the News: Altruist secures exclusive partnership with $1B breakaway advisory firm in Boston
Lazard Wealth to Cresset, July 2026
$ 0 B AUM
- Chris Tiano and Nick Smith
- Los Angeles, CA and New York, NY
- In the News: Cresset Hires $1.1 Billion Lazard Duo to Expand in New York and Los Angeles
UBS to NewEdge Wealth, July 2026
$ 0 mm AUM
- James Nichols
- Nashville, TN
- In the News: NewEdge Wealth adds Nashville team from UBS
Merrill to RIA / Sanctuary Wealth, June 2026
$ 0 mm AUM
- John Durham
- Paoli, PA
- In the News: Valen Private Capital Latest Merrill Breakaway to Join Sanctuary Wealth
UBS to Raymond James Advisors, April 2026
$ 0 mm AUM
- Evan Bloomberg
- Tinton Falls, NJ
UBS to RBC, April 2026
$ 0 mm AUM
- Bill Banks
- Mount Laurel, NJ
- In the News: RBC Recruits UBS Team In New Jersey With $542M AUM
UBS to RBC, November 2025
$ 0 B AUM
- Mark Heller and Diana Stieffel / Heller Stieffel & Noto Wealth Management
- New Orleans, LA
- In the News: RBC Expands in Louisiana, Hiring UBS Team That Managed $1.2 Billion
Truist & Balentine to RIA / Sanctuary Tru Independence – November 2025
$ 0 B AUM
- Margaret Wright and Bradley Martin / MartinWright Advisory
- Atlanta, GA
- In the News: $4.8bn Atlanta Advisor Duo Joins Sanctuary
Merrill to RIA / Dynasty – September 2025
$ 0 B AUM
- Erik Bjerke, Jeff Crowell, and Jim Kaufman / OpenArc Corporate Advisory
- Atlanta, GA
- In the News: OpenArc Corporate Advisory, Founded by Top-Ranked Barron’s Team, Launches to Reshape Corporate Benefits and Family Wealth Advisory
UBS to RIA / LPL SWS – September 2025
$ 0 B AUM
- Jeffrey S. Allen, Steve N. Armaly, Brian A. Blackburn, and Michael S. Lee / Ox Road Capital
- Greenville, SC
- In the News: UBS Team Managing Nearly $1.3-Bln Goes Indie With LPL in South Carolina
UBS to RIA / Sanctuary - August 2025
$ 0 B AUM
- Jim Chiate and Tony Guinane / Dial Square Private Wealth
- Irvine, CA
- In the News: UBS Advisors With $1.2 Billion in Client Assets Jump to Sanctuary Wealth
- In the News: UBS Private Wealth Team Managing $1.2-Bln Launches Indie Practice With Sanctuary
UBS to RIA / Elevation Point - June 2025
$ 0 B AUM
- Benjamin Domingue, Shawna Prejean and Travis Frayard, Family Office Partners
- Lafayette, LA
- In the News: Elevation Point stakes $2.5bn ex-UBS team
- In the News: Elevation Point Stakes $2.5B Breakaway Team That Left UBS
Merrill to RBC – July 2024
$ 0 mm AUM
- David Callot, The Callot Wealth Management Group/RBC
- Paramus, NJ
- Transition Case Study
- In the News: RBC Nabs Merrill Team Managing $640 Million in New Jersey
Brown Advisory to RIA / Goldman Sachs – May 2024
$ 0 mm AUM
- Outrunner Capital
- Austin, Texas
- In the News: New family office strikes custody deal with Goldman Sachs
Merrill to Stifel – May 2024
$ 0 B AUM
- Grant Clark and Mark Malone / Clark Malone Group
- Des Moines, IA
- In the News: Merrill Loses $1.2-Billion Team to Stifel in IA, $705-Mln Group to LPL in OK
Merrill to LPL/Linsco – May 2024
$ 0 mm AUM
- Alain Verhille and James Wood
- Oklahoma City, OK
- In the News: LPL Financial’s New Private Wealth Unit Signs Its First Team, With Merrill Recruits
UBS to Rockefeller – October 2023
$ 0 mm AUM
- Travis M. Propst and J. Trent Douglas / Bridgeline Wealth Partners
- Atlanta, GA
- Transition Case Study
- In the News: Rockefeller Lands $7.7-Mln UBS Duo in Atlanta
UBS to RBC Wealth Management – August 2023
$ 0 B AUM
- Leslie Lauer, Becca Glasgow and Curt Rubinas / ESOP Group
- Atlanta, GA
- Transition Case Study
- In the News: Breaking: RBC Notches Its Largest Hire With $22 Million UBS Team in Atlanta
UBS to Rockefeller Capital Management – August 2023
$ 0 mm AUM
- Jordan Powell & Angela Mwanza/ Oryx Legacy Partners
- New York, NY
- Transition Case Study
- In the News: Rockefeller Scores Another Large Wirehouse Team, This Time From UBS
Lincoln Financial to Commonwealth - May 2023
$ 0 B AUM
- Aegis Consulting
- Jacksonville, FL
- Transition Case Study
- In the News: Florida firm overseeing $1.2 billion joins Commonwealth
Merrill to Sanctuary Wealth – April 2023
$ 0 B AUM
- Burnham Harbor Private Wealth
- Chicago, IL
- Transition Case Study
- In the News: Sanctuary adds $1bn Merrill team in Chicago
Merrill to Sanctuary Wealth – February 2023
$ 0 B AUM
- Chappell Wealth Management
- Houston, TX
- Transition Case Study
- In the News: Longtime Merrill Team With $1.5 Billion Decamps to Sanctuary
Merrill to Rockefeller – January 2023
$ 0 B AUM
- The Jones Connolly Group
- Winter Park, FL
- In the News: Rockefeller Scoops up 3 Merrill Lynch Teams Producing $15.5M Combined
Merrill to RIA / Goldman Sachs – October 2022
$ 0 B AUM
- Beverly Hills Private Wealth
- Beverly Hills, CA
- Transition Case Study
- In the News: Goldman Sachs’ Custody Adds $1B Breakaway Team
Robert W. Baird & Co. to Raymond James Financial – September 2022
$ 0 B AUM
- The Wise Investor Group
- Reston, VA
- Transition Case Study
- In the News: Raymond James Entices $2.8 Billion Advisor Team From Baird