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Diamond Consultants: Financial Advisor Recruiting FirmDiamond Consultants: Financial Advisor Recruiting Firm
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In the News

Finra guidance could help departing reps hang onto clients

Posted by Louis Diamond

Louis Diamond Quoted
By Mark Schoeff Jr.

Brokers leaving firms could more easily hang on to their clients and avoid being disparaged by their former employers under recent Finra guidance.

The guidance will also clarify for clients their options when a broker leaves, according to Louis Diamond, executive vice president of Diamond Consultants, a recruiting firm.

“It creates more defined rules of engagement on how a firm has to react and talk to clients,” Mr. Diamond said. “They shouldn’t be blocked, intimidated or scared about working with the adviser of their choice.”

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About Louis Diamond

President – Someone who “looks at every angle from a strategic perspective.” Sophisticated advisors and business owners alike learn quickly that they’ve found the right person in Louis when seeking counsel and clarity on growth, career management and the ever-changing industry landscape. Learn more...

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