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In the News

Rockefeller adds five ex-Merrill advisors in Dallas

Posted by Allison Brunwasser

July 1, 2019
By Ian Wenik

Rockefeller Capital Management has added a five-advisor team from Merrill Lynch.

Dallas-based advisors Neil Rubenstein, James Sandfort, Anna Gorman, Ryan Barcena and Michael Buss have all joined the Viking Global Investors-backed firm, according to their Financial Industry Regulatory Authority (Finra) BrokerCheck profiles. The five advisors operated under the RSA Group brand name while at Merrill.

The team manages around $703 million, according to a report from AdvisorHub, which first reported the breakaway.

Rubenstein and Sandfort co-lead the practice. Rubenstein had been at Merrill since 2001, while Sandfort joined the wirehouse in 2008 after spending six years at UBS.

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About Allison Brunwasser

Senior Consultant – Super-organized. Well-informed. “Allie” – as she is known to most – is a natural synthesizer: One who takes various inputs, digests them, and provides direction in a meaningful way. Learn more...

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