Advisors with their sights set on the highest level of freedom and flexibility, plus the maximum ability to build long-term enterprise value, owe it to themselves to take a closer look at the RIA model.
In this episode, Mindy focuses specifically on the RIA – Registered Investment Advisor – model, which offer advisors the maximum in freedom, independence, control, customization, open architecture and client-centric holistic practice capabilities.
In a previous podcast episode, Mindy shared information and insights on the IBD or Independent Broker Dealer model, and how it differs from the RIA space. Listen in to get a better understanding of how the features of the RIA space can benefit those advisors who have a strong entrepreneurial mindset, and the different opportunities for building one’s business.
Mindy offers the following:
- A clear description of the RIA and RIA-Hybrid models
- An understanding of what the RIA experience is like
- Key characteristics and benefits for advisors
- A process to help guide you through strategic exploration
Podcast: Play in new window | Download (Duration: 21:43 — 30.5MB) | Embed
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Related Resources
6 Key Reasons Why IBD Advisors are Moving to the RIA World
For IBD advisors who feel they may have outgrown the space, there’s a real case to consider the next stage of independence. Read ->
IBD vs. RIA: Which way should an advisor go?
5 differences – and potential limitations – every advisor should understand before they decide. Read ->
The Math Behind the Move to Independence
Why so many advisors are going independent, even with stiff competition from hefty brokerage firm transition deals. Read ->
What Every Advisor Wants: The 4-Legged Stool
Independence has become the industry’s hottest ticket, solving 4 key requirements with a level of stability that advisors are growing increasingly comfortable with. Read ->
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