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Podcast

Independence for Financial Advisors

The RIA Space: Freedom and Flexibility Maximized

Posted by Mindy Diamond

Advisors with their sights set on the highest level of freedom and flexibility, plus the maximum ability to build long-term enterprise value, owe it to themselves to take a closer look at the RIA model.

In this episode, Mindy focuses specifically on the RIA – Registered Investment Advisor – model, which offer advisors the maximum in freedom, independence, control, customization, open architecture and client-centric holistic practice capabilities.

In a previous podcast episode, Mindy shared information and insights on the IBD or Independent Broker Dealer model, and how it differs from the RIA space. Listen in to get a better understanding of how the features of the RIA space can benefit those advisors who have a strong entrepreneurial mindset, and the different opportunities for building one’s business.

Mindy offers the following:

  • A clear description of the RIA and RIA-Hybrid models
  • An understanding of what the RIA experience is like
  • Key characteristics and benefits for advisors
  • A process to help guide you through strategic exploration

 

Podcast: Play in new window | Download (Duration: 21:43 — 30.5MB)

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Related Resources

6 Key Reasons Why IBD Advisors are Moving to the RIA World
For IBD advisors who feel they may have outgrown the space, there’s a real case to consider the next stage of independence. Read ->

IBD vs. RIA: Which way should an advisor go?
5 differences – and potential limitations – every advisor should understand before they decide. Read ->

The Math Behind the Move to Independence
Why so many advisors are going independent, even with stiff competition from hefty brokerage firm transition deals. Read ->

What Every Advisor Wants: The 4-Legged Stool
Independence has become the industry’s hottest ticket, solving 4 key requirements with a level of stability that advisors are growing increasingly comfortable with. Read ->

Business Model Comparisons
[PDF] Which best fits your goals? Download ->


This podcast is also available on…

Mindy Diamond on iTunes           Listen on Google Play Music           Diamond Consultants Podcast on YoutUbe

 

Browse other episodes in this podcast series…

 

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Mindy Diamond

About Mindy Diamond

President and CEO – By counseling advisors on how to ask the right questions and “dig deep”, she helps them look at all of the opportunities available to find the one that allows them to reach their full potential. That is, to best serve their clients and live a life that is in sync with their own beliefs and values. Learn more...

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Other Recent Episodes

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