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In the News

$175M UBS team breaks away for ‘concierge level of service’

Posted by Wendy Leung

June 26, 2019
By Andrew Welsch

A team that managed $175 million at UBS quit to open an independent practice with Kestra Private Wealth Services, according to the company.

The team was driven in part by a desire to keep pace with changes in wealth management, according to team member Brendan McCarthy, who pointed to what he said were improvements in technology as well as greater accessibility to products and services for clients.

“I think without question that the independent space is where the industry is going,” McCarthy, director of wealth management, says. “Our challenge was to find the perfect partner for us.”

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About Wendy Leung

Senior Consultant – Wendy's goal is simple: To leverage a comprehensive understanding of the industry landscape today and forces that will change it tomorrow, to guide advisors to opportunities where they can achieve long-term success for their business, clients and families. Learn more...

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