What Moves the Needle
By Mindy Diamond – “I am incredibly frustrated about my firm’s change in advisor compensation and the fact that it will cost me $XXX a
By Mindy Diamond – “I am incredibly frustrated about my firm’s change in advisor compensation and the fact that it will cost me $XXX a
By Mindy Diamond – There’s no doubt we have seen a dramatic shift in the industry – the transference of power from the firm to
By Mindy Diamond – You’ve spent a professional lifetime building a thriving business. You worked hard for your clients – many of whom are friends
By Mindy Diamond – Ask any Business Development Officer from any custodian or service provider to the RIA space and they will tell you that
By Mindy Diamond – “Whether bound by the fiduciary standard or not, most advisors see themselves as fiduciaries to their clients. As such, the onus
By Mindy Diamond – Who are the independent firms that have the greatest enterprise value—the ultimate worth of one’s life work? They are the ones
By Mindy Diamond, WealthManagement.com – The past 12 months or so have seen some of the largest advisory teams on Wall Street move to other
By Mindy Diamond Back in 2013, I wrote of a heightened and ever-changing regulatory environment catching even compliant advisors in its crosshairs. Two years later,
By Mindy Diamond – No doubt that financial services firms strongly encourage their advisor ranks to form teams or partnerships because it works to the
By Mindy Diamond – What does the principal of a successful RIA do when he is likely 5 years away from partial or complete retirement