Transition Announcement: UBS Team Managing $963mm Jumps to Rockefeller Global Family Office
Former UBS team, generating $7.7mm in revenue, sought to serve their HNW and UHNW clients a more bespoke experience.
Transition Announcements
While not all moves we facilitate can be highlighted here, these are some moves that have received media recognition. Diamond Consultants is pleased to have represented these advisors and looks forward to hearing more about their growth in the future.
Browse an at-a-glance sample of representative deals…
Transition Announcement: Multiple $1mm+ Producers Depart Edward Jones
In two recently announced moves, Edward Jones advisors decamped for independence with Kestra PWS and Raymond James Financial Services.
Transition Announcement: $270mm Merrill Team Sets-Up Independent Practice with LPL
Breakaway Wealth Management is a young, entrepreneurial team that values simplicity and transparency, with a desire to operate independently and provide a wider range of options and more personalized attention to their clients.
Transition Announcement: $5.5B UBS Mega-Team Leaves for RBC
One of the top teams in the industry, led by the largest female advisor at UBS, Leslie Lauer, moves to RBC Wealth Management.
Transition Announcement: Rockefeller Lands $850mm ESG-Focused UBS Team
In building a business guiding a select group of ultra-high net worth families, Angela Mwanza, Jordon Powell, and their team found they were limited at UBS when it came to ESG investing and serving the additional needs of their clients.
Transition Announcement: $600mm Father-Son Team from UBS Launch Independent Firm with Sanctuary
Chris Glomb, with over 4 decades in wealth management, and his son Michael worked as a team at UBS for 15 years, set their sights on change 2 years ago—motivated by the desire to do what was best for their clients, to achieve greater autonomy, and build for a long-term legacy.
Transition Announcement: $450mm Merrill Team Jumps Ship for Steward Partners
Three Partners from two offices in Madison, WI, and Northern California, opt for supported independence on Steward’s 1099 platform with Pershing as custodian.
Transition Announcement: $1.24B Lincoln Financial Lifers Join Commonwealth
After decades with Lincoln, Aegis Consulting recognized a widening gap between their vision for the business and the direction in which Lincoln was heading.
Transition Announcement: $1B Millennial-Led Merrill Team Opts for Supported Independence with Sanctuary Wealth
Multi-Generational Merrill team in Chicago finds Sanctuary provided the right balance of support, freedom, flexibility, and optionality.
Transition Announcement: $1.5B Legacy Merrill Team Opts for Supported Independence
For brothers Brent and Brad Chappell, Merrill was truly a family business, with roots dating back to 1984 when their father Robert first established a practice with the firm in The Woodlands, a suburb of Houston, TX.
